COMPLIANCE & RISK MANAGEMENT

Compliance function: ¿What can be done to strenghten it?

In today’s medium-sized and large organizations it is very common to find a department responsible for the compliance function or leading the “ethics and compliance program,” understood as the set of policies, processes, and mechanisms that ensure this function is well-established throughout the organization. However, it is equally common to observe how some of these …

Compliance function: ¿What can be done to strenghten it? Read More »

Risks, internal audit, compliance: together or separately and where to place them?

Although the internal audit function and corporate risk management have been present for some time in organizations of a certain size, this question becomes relevant when deciding to incorporate the compliance function into the organizational chart. The reason lies in the dilemma presented by the possible creation of a management position (usually at the C-Level) …

Risks, internal audit, compliance: together or separately and where to place them? Read More »

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